Why LPL?

LPL Financial, the nation’s largest independent broker/dealer,* provides advisors with the tools, technology, and support they need to manage successful practices. Their extensive back office systems enable me to do what I do best—provide you with sound, objective financial guidance and advice. With LPL Financial as my partner, I am able to combine the best of service capabilities with a true open architectural structure. We are able to access strategies for your personal situations in a non-conflict environment.

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LPL Financial provides me with:

Independent Research—Providing in-depth analysis of thousands of investments, their research helps me select investment strategies that are custom fit for each individual clients objectives and risk tolerance.

State-of-the-Art Technology—LPL provides technology systems that allow me to maintain all account records, access research on demand and execute accurate, timely trades.

Innovative Investment Tools—Together we can choose investment solutions form leading investment managers, assisted by high quality investment tools specifically designed to assist me in the analysis of investment style, risk, and other characteristics.

Dedicated Service—As an enabling partner, LPL allows me to fully leverage all of their resources to better serve your needs.

Comprehensive Training—To maintain cutting edge knowledge and skills, LPL Financial offers a wide variety of training opportunities covering such topics as product strategies, business and industry best practices, operations and compliance, and market and industry trends.

Extensive Compliance Support—The LPL financial compliance department provides oversight of many diverse compliance and monitoring requirements, including review and approval of all advertising materials, surveillance of advisor trading activities and sales practices, oversight and monitoring of registered investment advisory activities, licensing and registration, and audits of branch offices.

*As reported in Financial Planning magazine 1996-2009, based on total revenue.

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